Become Directly AuthorisedAmy Wilson2019-03-12T11:23:01+00:00
Dedicated Account Manager to support you throughout
Online Compliance Hub providing you with all relevant documents
Processing of the FCA Application form
Audit/Compliance Visit included upon authorisation from the FCA
5 File Checks included upon authorisation from the FCA
Discounted Professional Indemnity Insurance
all for just £150.00 per month plus VAT
The Right DA Club have assisted hugely from day one. I genuinely believe that the process would have been immensely difficult without their help. Special mentions to Roisin & Aidan for their continual and personalised assistance throughout. The Clubs’ approach to service and compliance is very understanding to an Advisers business and the network’s configuration allows me to trade knowing I have the best of both worlds. I have freedom and individuality, with AR style support where needed. Thanks again.
Nick Page, Page Mortgages and Protection
With the process being such unknown territory for those that are not DA, there are a few misconceptions about the process.
The Right DA Club will help you with every step of the way, ensuring you have a full completed application to the FCA.
1. Completing your FCA Application
We will assist with your application and check it before you submit it to the FCA. This will ensure that it is done to the highest possible standard.
In the case of the FCA coming back and asking more questions, we will be on hand to guide you to all the information required.
2. Company Structure
With so much to consider, we will look at all of the permission options for you and advise where best suited. This is a partnership in which we will work closely with you to derive the best possible outcome for your business.
3. Outstanding Commissions
Following your resignation from your existing firm, we provide the option of placing you within our Network incubator so you can carry on trading while your application goes through with the FCA.
It is unlikely that you will receive any commissions from your current Network/Firm until any unearned indemnity commission liability is less than that due to them. This may also apply during the network’s notice period, so ensure you check.
We will provide you with a Novations guide ensuring you can transfer all of your outstanding commission and liability is transferred to your new firm.
This will result in any further commissions coming direct to you.
5. Professional Indemnity Insurance
The PI Desk will be on hand to source the best available quote with the lowest possible excess for you. We provide discounted premiums for those in the process to becoming DA, helping you manage the necessary costs.
To find out more, please complete the below contact form.